# Whole Number Foundations Level K (Roots)

A 50-session small group mathematics intervention delivered as a pull-out program during the regular school day. The aim is to help strengthen whole number concepts and operations skills in students at risk for developing long-term mathematics difficulties.

#### Program Outcomes

- Academic Performance

#### Program Type

- School - Individual Strategies

#### Program Setting

- School

#### Continuum of Intervention

- Indicated Prevention

#### Age

- Late Childhood (5-11) - K/Elementary

#### Gender

- Both

#### Race/Ethnicity

- All

#### Endorsements

**Blueprints: **Promising

#### Program Information Contact

For information on the program, curriculum, and training:

Website: https://ctlmarketplace.uoregon.edu/product/whole-number-foundations-level-k

#### Program Developer/Owner

Ben Clarke

Center on Teaching and Learning

### Brief Description of the Program

Whole Number Foundations Level K is a 50-session small group mathematics intervention delivered as a pull-out program offered during the regular school day. In each session, instructional assistants provide approximately 20 minutes of explicit and systematic instruction focused on strengthening whole number concepts and operations skills. The program duration varies across studies, with some using daily small group meetings over a 10-week period and others implementing 3 sessions per week over a longer, 16 to 20-week period. The evaluated studies included 3 or 4 in-class coaching sessions.

Whole Number Foundations Level K is a 50-session small group mathematics intervention for kindergarten students at risk of developing long-term mathematics difficulties. The program supplements core math instruction offered in the general education classroom, and focuses on the "architectural" features underlying mathematics. In each session, instructional assistants provide approximately 20 minutes of explicit and systematic instruction focused on strengthening whole number concepts and operations skills. The curriculum includes scripted guidelines for interventionists to facilitate four essential features of explicit math instruction: (a) teacher modeling, (b) deliberate practice, (c) visual representations of mathematics, and (d) academic feedback. Typical sessions consist of 4 to 5 brief individual or group-oriented activities centered on three key areas of whole number understanding: counting and cardinality, number operations, and using base 10/place values. Whole Number Foundations Level K is recognized as a Tier 2 response to intervention (RtI) for at-risk students. The program duration varies across studies, with some using daily small group meetings over a 10-week period and others implementing 3 sessions per week over a longer, 16 to 20-week period. Group size also varies, with some students assigned to very small groups of 2 students and others assigned to somewhat larger groups of 5 students.

NOTE: To enhance implementation fidelity, teachers received 3 or 4 in-class coaching sessions during the evaluated studies.

### Outcomes

*Primary Evidence Base for Certification*

Study 1

Clarke, Doabler, Smolkowski, Nelson et al. (2016) found that, compared to a similarly low-achieving control group, students receiving Whole Number Foundations Level K exhibited significantly greater improvement at posttest in:

- Discrete number sense skills
- Oral counting
- Early mathematics achievement
- Whole number understanding

### Brief Evaluation Methodology

*Primary Evidence Base for Certification*

Of the two studies Blueprints has reviewed, one (Study 1) meets Blueprints evidentiary standards (specificity, evaluation quality, impact, dissemination readiness). The study was done by the developer.

Study 1

Clarke, Doabler, Smolkowski, Nelson et al. (2016) assessed Whole Number Foundation Level K's efficacy on kindergarten mathematics achievement using a randomized block design of the 290 lowest-achieving students across 29 classrooms. Students at-risk in mathematics within classrooms were randomly assigned to either a very small, 2-student group treatment condition (N=58), the normal 5-student group treatment condition (N=145), or a no-treatment control condition (N=87). Measures were collected at the beginning and end of kindergarten and again in the winter of first grade (6 months after program completion), with 93% of students providing at least some posttest data and 68% retained at 6-month follow-up.

**Study 1**

Clarke, B., Doabler, C., Smolkowski, K., Nelson, E. K., Fien, H., Baker, S. K., & Kosty, D. (2016). Testing the immediate and long-term efficacy of a tier 2 kindergarten mathematics intervention. *Journal of Research on Educational Effectiveness, 9*(4), 607-634.

##### Protective Factors

**School:**
Instructional Practice

*
*Risk/Protective Factor was significantly impacted by the program*

**See also:**
Whole Number Foundations Level K (Roots) Logic Model (PDF)

##### Subgroup Analysis Details

*Subgroup differences in program effects by race, ethnicity, or gender (coded in binary terms as male/female) or program effects for a sample of a specific race, ethnic, or gender group.*

Study 1 (Clarke, Doabler, Smolkowski, Baker et al., 2016) did not test for subgroup effects defined by race, ethnicity, gender, sexual identity, economic disadvantage, geographic location, or birth origin.

*Sample* *demographics including race, ethnicity, and gender for Blueprints-certified studies:*

Participating students were mostly white (58%) and female (43%), with an average age of 5.2 years. A third identified as Hispanic (33%), with a similar percentage claiming limited English proficiency.

Training is comprised of two 6-hour sessions that prepare instructional assistants to deliver Whole Number Foundations Level K to kindergarten students.

The *initial session* occurs immediately prior to implementation and focuses on instructional objectives related to Lessons 1-25 (Book 1), the critical content of kindergarten mathematics, small-group management techniques, and the instructional practices that have been empirically validated to increase student math achievement.

The *second session* is scheduled 2-3 weeks later after a brief period of implementation. The format is similar, but with a focus on the second half of the curriculum, Lessons 26-50 (Book 2); implementation nuances and group management issues may also be addressed.

Both workshops are organized around three principles: a) active participation, b) content focused, and c) coherence. During each workshop, particpants are given opportunities to practice sample lessons and receive feedback on their instructional delivery.

Check dibels.uoregon.edu/market/movingup/kfoundation#training for listing of trainers or contact support@dibels.uoregon.edu for assistance.

**Source: Washington State Institute for Public Policy **

All benefit-cost ratios are the most recent estimates published by The Washington State Institute for Public Policy for Blueprint programs implemented in Washington State. These ratios are based on a) meta-analysis estimates of effect size and b) monetized benefits and calculated costs for programs as delivered in the State of Washington. Caution is recommended in applying these estimates of the benefit-cost ratio to any other state or local area. They are provided as an illustration of the benefit-cost ratio found in one specific state. When feasible, local costs and monetized benefits should be used to calculate expected local benefit-cost ratios. The formula for this calculation can be found on the WSIPP website.

### Start-Up Costs

#### Initial Training and Technical Assistance

Initial training, for up to 20 participants, includes two 6-hour sessions generally scheduled 2-3 weeks apart. $1,800 - $2,200 (including trainer travel) for each 6-hour session.

Fees are negotiated with individual consultants listed at dibels.uoregon.edu/market/movingup/kfoundation#training.

#### Curriculum and Materials

The curriculum is available in two forms: As PDF download for self-printing, or pre-printed. The PDF download version requires the purchase of licenses to print the materials. The preprinted version includes the license fee and the printing and shipping costs.

Intervention Kit - supports one interventionist and up to 5 students

- Preprinted: $399 per kit
- PDFs for self-printing: $250 per kit

Materials Available in Other Language: The manual and lessons are available in Spanish.

#### Licensing

Included with curriculum purchase.

#### Other Start-Up Costs

The intervention requires math manipulatives that are commonly available in kindergarten classrooms.

Space for small group instruction is required. This space can consist of a table or carpet area in the classroom, or in an area near the classroom.

### Intervention Implementation Costs

#### Ongoing Curriculum and Materials

Student worksheets are required. Although the intervention kit includes worksheets for 5 students, worksheets for subsequent students will need to be purchased separately.

- Preprinted: $102 for five sets
- PDF for self-printing: $10 per student

#### Staffing

The intervention is typically delivered by instructional assistants, 3 to 5 times per week, requiring 1.5 to 2.5 hours per week per group.

#### Other Implementation Costs

No information is available

### Implementation Support and Fidelity Monitoring Costs

#### Ongoing Training and Technical Assistance

To maintain fidelity to the program, periodic coaching is recommended, as well as an annual 2-hour refresher training.

In-class coaching and refresher trainings can be personalized to need. $1,800 - $2,200 per day (including trainer travel). Fees are negotiated with individual consultants listed at dibels.uoregon.edu/market/movingup/kfoundation#training.

Technical support is available at support@dibels.uoregon.edu.

#### Fidelity Monitoring and Evaluation

Quarterly fidelity observations are recommended. Fidelity checklists are included in the Teacher Books.

#### Ongoing License Fees

No information is available

#### Other Implementation Support and Fidelity Monitoring Costs

No information is available

### Other Cost Considerations

No information is available

### Year One Cost Example

In this example, a school district implements Whole Number Foundations Level K in four elementary schools, each with two kindergarten classrooms. One instructional assistant at each school delivers the program to a group of five at-risk students in each classroom. The district also arranges three in-class coaching sessions spread over the course of implementation.

Training: 2 sessions @ $2,000/session | $4,000.00 |

Intervention Kits: 4 @ $399/kit | $1,596.00 |

Additional Student Worksheets: 4 sets @ $102/set | $408.00 |

Coaching: 3 sessions at $2,000/session | $6,000.00 |

Total One Year Cost | $12,004.00 |

With 10 students served in each of 4 elementary schools, 40 students would receive the program in Year 1. The per student expense would be $300.10.

### Funding Overview

Whole Number Foundations Level K is a small-group intervention designed to improve the mathematics achievement of kindergarten students who face difficulties developing proficiency with core math concepts and skills. It is typically delivered by instructional aides to small groups of students in or outside of the classroom. It is generally supported by core professional development, curricula and staffing resources within schools. The recent passage of the Every Student Succeeds Act, which reauthorized the federal Elementary and Secondary Education Act, places new requirements on the use of evidence-based programs in federally funded education programs. State and local education agencies are now required to use evidence-based programs, particularly in schools in need of improvement.

### Funding Strategies

#### Improving the Use of Existing Public Funds

The critical resource commitment required to implement Whole Number Foundations Level K is the allocation of teaching time for training and delivering the intervention. Instructional aides can be trained to deliver the program to small groups of children during the regular school day.

#### Allocating State or Local General Funds

State education funds allocated to local school systems as well as locally-appropriated public school funding can support Whole Number Foundations Level K. Professional development funds can also be used for teacher training.

#### Maximizing Federal Funds

Formula Funds:

*Title 1 Part A*provides funds to support the economic success of disadvantaged students. Title I funds can be used to support professional development, curricula purchase, or ongoing teaching costs to deliver the Whole Number Foundations Level K program.*Title II-A*provides funds to ensure that school professionals have access to high-quality professional development. These funds can be used to support the training of instructional aides to deliver the Whole Number Foundations Level K program.*IDEA, Part B*: The IDEA Part B formula grant program assists states in providing free appropriate public education in the least restrictive environment for children with disabilities ages 3 through 21. School districts typically may use up to 15 percent of their allocation for early intervening services. Early intervening services generally address the needs of students who require additional academic and behavioral supports to succeed, but who are not classified as needing special education. These funds could support the Whole Number Foundations Level K program.

Discretionary Grants: Federal discretionary grants from the Department of Education can be used to fund the initial training and materials. Discretionary funds targeting math achievement as well as improvement for struggling schools can be used.

### Program Developer/Owner

Ben ClarkeCenter on Teaching and Learning5292 University of OregonEugene, OR 97403USAmathctl@uoregon.educlarkeb@uoregon.edu

### Program Outcomes

- Academic Performance

### Program Specifics

#### Program Type

- School - Individual Strategies

#### Program Setting

- School

#### Continuum of Intervention

- Indicated Prevention

### Program Goals

A 50-session small group mathematics intervention delivered as a pull-out program during the regular school day. The aim is to help strengthen whole number concepts and operations skills in students at risk for developing long-term mathematics difficulties.

### Population Demographics

The program targets kindergarten students exhibiting low achievement on standardized mathematics tests.

### Target Population

#### Age

- Late Childhood (5-11) - K/Elementary

#### Gender

- Both

#### Race/Ethnicity

- All

#### Subgroup Analysis Details

*Subgroup differences in program effects by race, ethnicity, or gender (coded in binary terms as male/female) or program effects for a sample of a specific race, ethnic, or gender group.*

Study 1 (Clarke, Doabler, Smolkowski, Baker et al., 2016) did not test for subgroup effects defined by race, ethnicity, gender, sexual identity, economic disadvantage, geographic location, or birth origin.

*Sample* *demographics including race, ethnicity, and gender for Blueprints-certified studies:*

Participating students were mostly white (58%) and female (43%), with an average age of 5.2 years. A third identified as Hispanic (33%), with a similar percentage claiming limited English proficiency.

### Other Risk and Protective Factors

Individual

-Poor early number skills and mathematical concepts (Program Focus)

### Risk/Protective Factor Domain

- Individual

### Risk/Protective Factors

#### Risk Factors

#### Protective Factors

**School:**
Instructional Practice

*Risk/Protective Factor was significantly impacted by the program

**See also:**
Whole Number Foundations Level K (Roots) Logic Model (PDF)

### Brief Description of the Program

Whole Number Foundations Level K is a 50-session small group mathematics intervention delivered as a pull-out program offered during the regular school day. In each session, instructional assistants provide approximately 20 minutes of explicit and systematic instruction focused on strengthening whole number concepts and operations skills. The program duration varies across studies, with some using daily small group meetings over a 10-week period and others implementing 3 sessions per week over a longer, 16 to 20-week period. The evaluated studies included 3 or 4 in-class coaching sessions.

### Description of the Program

Whole Number Foundations Level K is a 50-session small group mathematics intervention for kindergarten students at risk of developing long-term mathematics difficulties. The program supplements core math instruction offered in the general education classroom, and focuses on the "architectural" features underlying mathematics. In each session, instructional assistants provide approximately 20 minutes of explicit and systematic instruction focused on strengthening whole number concepts and operations skills. The curriculum includes scripted guidelines for interventionists to facilitate four essential features of explicit math instruction: (a) teacher modeling, (b) deliberate practice, (c) visual representations of mathematics, and (d) academic feedback. Typical sessions consist of 4 to 5 brief individual or group-oriented activities centered on three key areas of whole number understanding: counting and cardinality, number operations, and using base 10/place values. Whole Number Foundations Level K is recognized as a Tier 2 response to intervention (RtI) for at-risk students. The program duration varies across studies, with some using daily small group meetings over a 10-week period and others implementing 3 sessions per week over a longer, 16 to 20-week period. Group size also varies, with some students assigned to very small groups of 2 students and others assigned to somewhat larger groups of 5 students.

NOTE: To enhance implementation fidelity, teachers received 3 or 4 in-class coaching sessions during the evaluated studies.

### Theoretical Rationale

Kindergarten represents a critical transition from informal to formal mathematics. Whole Number Foundations Level K was designed to focus exclusively on improving number and operations skills of at-risk kindergarten students so that these students develop an in-depth understanding of the whole number system, which is a critical step in achieving proficiency in more sophisticated mathematics, such as rational numbers and algebra.

### Theoretical Orientation

- Skill Oriented

### Brief Evaluation Methodology

*Primary Evidence Base for Certification*

Of the two studies Blueprints has reviewed, one (Study 1) meets Blueprints evidentiary standards (specificity, evaluation quality, impact, dissemination readiness). The study was done by the developer.

Study 1

Clarke, Doabler, Smolkowski, Nelson et al. (2016) assessed Whole Number Foundation Level K's efficacy on kindergarten mathematics achievement using a randomized block design of the 290 lowest-achieving students across 29 classrooms. Students at-risk in mathematics within classrooms were randomly assigned to either a very small, 2-student group treatment condition (N=58), the normal 5-student group treatment condition (N=145), or a no-treatment control condition (N=87). Measures were collected at the beginning and end of kindergarten and again in the winter of first grade (6 months after program completion), with 93% of students providing at least some posttest data and 68% retained at 6-month follow-up.

### Outcomes (Brief, over all studies)

*Primary Evidence Base for Certification*

Study 1

Clarke, Doabler, Smolkowski, Nelson et al. (2016) found that, compared to a similarly low-achieving control group, students receiving Whole Number Foundations Level K exhibited significantly greater improvement on measures of discrete number sense skills, oral counting, early mathematics achievement, and whole number sense at posttest.

### Outcomes

*Primary Evidence Base for Certification*

Study 1

Clarke, Doabler, Smolkowski, Nelson et al. (2016) found that, compared to a similarly low-achieving control group, students receiving Whole Number Foundations Level K exhibited significantly greater improvement at posttest in:

- Discrete number sense skills
- Oral counting
- Early mathematics achievement
- Whole number understanding

### Effect Size

In Study 1 (Clarke, Doabler, Smolkowski, Nelson et al., 2016), effect sizes ranged from large, for a Whole Number Foundations Level K-developed measure of whole number sense (*g=*.75), to small, for more general measures of early math achievement (oral counting, *g* =.28; overall achievement, *g* =.32). Discrete number sense skills exhibited a medium effect size (*g* =.58).

### Generalizability

One study meets Blueprints standards for high-quality methods with strong evidence of program impact (i.e., "certified" by Blueprints): Study 1 (Clarke, Doabler, Smolkowski, Nelson et al., 2016). The study sample included kindergarten students with low math achievement.

The study took place in Oregon and compared the intervention group to an instruction-as-usual control group.

### Potential Limitations

*Additional Studies (not certified by Blueprints)*

**Study 2** (Clarke, Doabler, Smolkowski, Baker et al., 2016)

- Baseline equivalence established for outcomes but not for student demographics

Clarke, B., Doabler, C. T., Smolkowski, K., Baker, S. K., Fien, H., & Cary, M. S. (2016). Examining the efficacy of a tier 2 kindergarten mathematics intervention. *Journal of Learning Disabilities, 49*(2), 152-165.

### Notes

Participating schools in the Clarke, Doabler, Smolkowski, Baker et al. (2016) study also implemented Early Learning in Mathematics (ELM) as a Tier-1 intervention, meaning that the study essentially compared Whole Number Foundations Level K with partial ELM to an ELM comparison group.

### Endorsements

**Blueprints: **Promising

### Program Information Contact

For information on the program, curriculum, and training:

Website: https://ctlmarketplace.uoregon.edu/product/whole-number-foundations-level-k

### References

#### Study 1

**Certified** Clarke, B., Doabler, C., Smolkowski, K., Nelson, E. K., Fien, H., Baker, S. K., & Kosty, D. (2016). Testing the immediate and long-term efficacy of a tier 2 kindergarten mathematics intervention. *Journal of Research on Educational Effectiveness, 9*(4), 607-634.

#### Study 2

Clarke, B., Doabler, C. T., Smolkowski, K., Baker, S. K., Fien, H., & Cary, M. S. (2016). Examining the efficacy of a tier 2 kindergarten mathematics intervention. *Journal of Learning Disabilities, 49*(2), 152-165.

### Study 1

**NOTE: Whole Number Foundations Level K was initially known as ROOTS. The original name of ROOTS is used in this study.**

*Summary*

Clarke, Doabler, Smolkowski, Nelson et al. (2016) assessed Whole Number Foundation Level K's efficacy on kindergarten mathematics achievement using a randomized block design of the 290 lowest-achieving students across 29 classrooms. Students at-risk in mathematics within classrooms were randomly assigned to either a very small, 2-student group treatment condition (N=58), the normal 5-student group treatment condition (N=145), or a no-treatment control condition (N=87). Measures were collected at the beginning and end of kindergarten and again in the winter of first grade (6 months after program completion), with 93% of students providing at least some posttest data and 68% retained at 6-month follow-up.

Clarke, Doabler, Smolkowski, Nelson et al. (2016) found that, compared to a similarly low-achieving control group, students receiving Whole Number Foundations Level K exhibited significantly greater improvement at posttest in:

- Discrete number sense skills
- Oral counting
- Early mathematics achievement
- Whole number understanding

**Evaluation Methodology**

*Design*

*Recruitment*: A total of 37 kindergarten classrooms in 14 schools from 4 school districts in Oregon agreed to participate in the study. Schools targeted for recruitment were primarily those that received Title 1 assistance (i.e., federal funding for schools that serve a large percentage of students from low-income families). Of the 37 classrooms, 33 provided a half-day kindergarten program and four provided a full-day program. Twenty-eight certified teachers taught the 37 classrooms - nine of which taught two half-day classrooms (i.e., AM and PM).

All classrooms operated 5 days per week and provided mathematics instruction in English.

Students in these classrooms were screened for eligibility using two standardized assessment of early mathematics, Assessing Student Proficiency in Early Number Sense and the Number Sense Brief. Students scoring less than a 20 on the Number Sense Brief and a composite score placing them in the "strategic" or "intensive" range on the other measure were the targets of the small-group interventions. The scores were then aggregated into an overall composite, and the 10 lowest-achieving, targeted students in each classroom were made eligible for random assignment. In some classrooms with histories of high mobility, the 11^{th}or 12^{th} lowest-achieving students also entered the study as alternates. Of the 850 kindergarten students enrolled in participating classes, 290 (34%) met inclusion criteria and consented to enter the evaluation.

Not all classrooms had an adequate number of eligible students, so 14 classes were combined until they yielded an adequate number of students for randomization to treatment or control conditions. This cross-class grouping procedure was applied six times. In four instances using eight total classrooms, sets of two classrooms were combined creating four ROOTS classrooms, and in two instances using six classrooms, sets of three classrooms were combined creating two ROOTS classrooms. Collectively, 29 "ROOTS" classrooms participated (23 + 4 + 2).

*Assignment*: After screening and blocking on classrooms, the 10-12 lowest performing students from each participating classroom were randomly assigned by classroom to receive the 2-person small-group ROOTS intervention (N=58), the 5-person ROOTS intervention (N=145), or the no-treatment control condition (N=87). The unequal numbers assigned to each group may imply that students were assigned to achieve an approximately equal number of groups rather than students, though this was not explicitly discussed in the study. Control classrooms received core mathematics instruction, which consisted of a variety of published and teacher-developed math programs including Everyday Mathematics, Investigations, and Saxon Math. Observational data revealed that these classes delivered a comparable amount of core mathematics instruction per day (~30 minutes), but in no cases implemented ROOTS or any additional math instruction to control for the additional instruction given to ROOTS students.

*Attrition*: Students were assessed prior to randomization and at posttest, with one additional measure taken at 6-month follow-up. Most students completed measures at pre and posttest, and while missingness varied across measures, only 6.9% of students (N=20) were missing all posttest data. Attrition was a larger problem at 6-month follow-up, with only 68% of the sample (N=197) retained.

*Sample*

Participating students were mostly white (58%) females (43%) with an average age of 5.2 years. A third identified as Hispanic (33%), with a similar percentage claiming limited English proficiency, while relatively few were classified as being eligible for special education (11%). Interventionists delivering the program were nearly all female (98%) and white (94%), with the majority (61%) holding a bachelor's degree or higher. They had an average of 8 years of experience and 20% held a current teaching license.

*Measures*

All measures came from student self-assessments at baseline and posttest, with one measure administered at 6-month follow-up only. Trained staff administered all measures, though it was not clear whether these staff were blind to condition.

*Whole number understanding*, a measure closely linked to the intervention content, was assessed at pre and posttest using the 32-item evaluator-developed ROOTS Assessment of Early Numeracy Skills (RAEN). The study reports that the assessment's "predictive validity ranges from .68 to .83 with widely used measures of mathematics achievement," but does not otherwise report psychometric properties for the current sample.

*Discrete number sense skills * were assessed at pre and posttest using the Assessing Student Proficiency in Early Number Sense (ASPENS), a series of 3 curriculum-based measures for screening and monitoring progress in kindergarten mathematics. Moderate test-retest reliability and low predictive validity were reported, but neither appears to be characteristic of the present sample.

*Conceptual number skills * were tested at pre and posttest using the 33-item Number Sense Brief (NSB). The study reports "a coefficient alpha of .84 at the beginning of first grade" from the instrument's authors, but no measures of validity in the current sample.

*Early mathematics achievement * was measured at pre and posttest using the Test of Early Mathematics Ability (TEMA)-Third Edition, whose developers report high alternate-from, concurrent validity, and test-retest reliabilities. However, no psychometric properties were reported for the current study.

*Problem solving and procedural mathematics ability * was assessed at 6-month follow-up, only, using the kindergarten version of the Stanford Achievement Test-Tenth Edition. The widely used standardized achievement test has adequate reported validity and reliability, though neither measure was reported for the present sample.

*Analysis*

Students in the ROOTS groups were combined to compare their math gains relative to students in the control group. Intervention impacts were assessed using multilevel models with adjustments for repeated (baseline) measures and clustering in intervention groups. Robustness checks included models that further adjusted for clustering at the classroom (a partial unit of randomization, along with the individual) and school level, which returned similar results to those presented. Models were fitted using restricted maximum likelihood estimation, which uses data from all participants providing valid measures at one or more time points; however, the 6-month follow-up assessment had no baseline measure and results were based only on those retained for the assessment. Additional models were used to assess the intervention groups' performance against all typically achieving students (N=560) using similar methods.

*Intent to Treat*: The study made use of all available data in adherence with intent to treat.

**Outcomes**

** Implementation Fidelity**: Several observational measures of fidelity were collected, with research staff finding that interventionists, on average, taught the majority of prescribed activities (rating 4.2 of 5). Dosage was also consistent across the 58 small intervention groups, with all groups receiving ROOTS for 5 sessions per week and 57 of the groups completing 97% or more of the prescribed lessons. The remaining group still completed 88% of activities.

** Baseline Equivalence**: The study reports "no statistically significant differences at pretest" on pre and posttest outcome measures and an examination of demographic characteristics presented in Table 1 (pg. 612) reveals no substantive differences across conditions. Still, no statistical tests were conducted to examine demographic differences at baseline.

** Differential Attrition**: There was no assessment of differential attrition for overall pretest scores or demographics, but overall attrition rates did not differ by condition. Analyses of condition-by-baseline attrition revealed significant differential attrition on the Number Sense Brief (NSB) measure of conceptual number skills, with the control group having substantially higher attrition of higher-achieving students than the treatment group. There was also differential attrition on the ROOTS-developed Assessment of Early Numeracy Skills (RAEN) measure of whole number understanding, with those retained in the control group scoring higher than the baseline sample while the opposite was true of the treatment group. The authors note that because of these differences, "results for the NSB total scores and the RAENS should be interpreted with caution."

** Posttest/6-Month Follow-Up**: Compared to the similarly-achieving control group, those receiving either ROOTS intervention improved measures of discrete number sense skills (

*g*=.58), oral counting (

*g*=.28), early mathematics achievement (

*g*=.32), and whole number sense (g=.75) at posttest. There were no differences between groups on the single item assessed at 6-month follow-up, and no tests were presented comparing the 2-person ROOTS groups to the 5-person ROOTS groups.

Tests comparing those receiving ROOTS against all regularly-achieving students also showed significantly greater improvement in the ROOTS group on the measures of discrete number sense skills (*g=.58) * and oral counting *(g=.28)*.

### Study 2

**NOTE: Whole Number Foundations Level K was initially known as ROOTS. The original name of ROOTS is used in this study.**

*Summary*

Clarke, Doabler, Smolkowski, Baker et al. (2016) also used a randomized control trial of kindergarten students nominated by their teachers to examine Whole Number Foundation Level K's efficacy. A total of 29 classrooms were randomly assigned to the program or to a control group, with 140 students nominated by teachers to the treatment (N=67) or control (N=73) conditions. Students were assessed at the beginning and end of kindergarten, with an 11% attrition rate.

Clarke, Doabler, Smolkowski, Baker et al. (2016) found that, compared to a similarly low-achieving control group, students receiving Whole Number Foundations Level K exhibited significantly greater improvement in:

- Early mathematics achievement

**Evaluation Methodology**

*Design*

*Recruitment*: A total of 29 kindergarten classrooms from two school districts in the Pacific Northwest agreed to recruit students for the study. Within these classrooms, teachers were asked to nominate the 5 lowest performing students, "or those who would most benefit from a small-group math intervention," to participate. Teachers nominated a total of 140 students, with most teachers (79%) selecting 5 students, though the number selected in each class ranged from 3 to 6.

*Assignment*: Classrooms were randomly assigned to treatment (N=67 students in 14 classrooms) or control (N=73 students in 15 classrooms) conditions. Both conditions also received another program, Early Learning in Mathematics (ELM), offered as part of the regular school math curriculum, and treatment students were taken out of their general education classrooms 3 days per week to participate in ROOTS. Essentially, the treatment group received some of the Early Learning in Mathematics curriculum in addition to the ROOTS program, while the control group received the full Early Learning in Mathematics program only. The authors noted, however, that treatment and control classrooms provided the same amount of daily mathematics instruction. The design blocked on teachers' previous experience teaching ELM (that is, researchers randomly assigned teachers with 1 year of ELM experience to condition and then randomly assigned teachers new to teaching ELM to condition) and schools (i.e., those with multiple classrooms were assigned to condition within school). Students were assessed at the beginning (pretest) and end (posttest) of kindergarten.

*Attrition*: The overall attrition rate from pre to posttest was 11% for the early mathematics measure and 10% for the early numeracy outcome.

*Sample*

Over half (~54%) of students were White, while nearly a quarter was Hispanic (~24%). The majority (~53%) were male and English language learners (~64%) who were eligible for free or reduced lunch (47%). The average age of participants was approximately 66 months. Instructional assistants delivering the program were all white and over 90% female. Nearly a third had college degrees and over 90% had at least one year of teaching experience.

*Measures*

Two standardized measures were proctored at baseline and posttest by trained researchers, though it is not specified whether these researchers were blind to condition:

*Early mathematics achievement * was measured using the Test of Early Mathematics Ability, whose developers report high alternate-form and test-retest reliabilities. However, no psychometric properties were reported for the current study.

*Early numeracy development * was assessed using the Early Numeracy Curriculum-Based Measurement, a widely validated instrument for assessing number skills in kindergarten students. While several measures of developer-reported validity and reliability were presented, no figures were calculated for the current sample.

*Analysis*

Intervention impacts were assessed using multilevel models with adjustments for baseline measures and clustering in classrooms (the unit of randomization). Since only one ROOTS small group was formed per class, the adjustment also applied to clustering under instructional assistants that provided the intervention. Models were fit using restricted maximum likelihood estimation, using data from all participants who completed measures at (at least) one time point. Additional models were used to assess the intervention classrooms' performance, including typically achieving students that did not receive the intervention (N=228-236), against the full, typically achieving control classrooms (N=255-260) using similar methods.

*Intent to Treat*: The study made use of all available data in adherence with intent to treat protocol.

**Outcomes**

** Implementation Fidelity**: "Online logs completed by the 14 instructional assistants who delivered the ROOTS intervention revealed that groups generally completed all 50 ROOTS lessons during the year" (pg. 4), and observers rated the implementation of materials very highly, averaging a 2.92 out of 3 across instructors over 3 time points.

** Baseline Equivalence**: Tests for baseline differences on outcome measures showed no significant differences between conditions. There were no formal tests for demographics, despite an apparent difference between conditions in the distribution of English language learners (72% vs. 55%).

** Differential Attrition**: Attrition rates were marginally higher for the control group than the treatment group, though the difference did not meet conventional thresholds for significance (p=.08), and there was no differential attrition on the pretest math achievement overall. Baseline-by-condition analyses revealed no significant differences on either measure.

** Posttest**: The treatment group exhibited a larger increase (

*g=*.38) in early math achievement than the control group at posttest. Changes in early numeracy did not differ significantly between groups.

Additional analyses compared those who received ROOTS to all typically-achieving students in treatment classrooms. For the measure of early math achievement, the gains made by ROOTS students significantly exceeded gains made by those who did not receive the program, though there was no difference on gains in numeracy.